Executive Trading Solutions will offer clients the following services:
10b5-1 Trading Plan Administration Services
ETS will track all activity regarding the 10b5-1 trading plans under management on a daily basis. Daily communications will be available to brokerage firms, executives, and issuers regarding the scheduled trading activity and the execution details via their customized web-portals. In addition, issuers will receive all the necessary data required to process their appropriate forms with the SEC regarding the trading activity. All of the daily information pro-actively provided by ETS is also readily available to each client and issuer via their secure portal to My10b51.com.
10b5-1 Trading Plan Design
ETS has developed useful 10b5-1 trading templates that will assist issuers, brokerage firms, and executives in finalizing trading plan(s) that fit their specific needs while saving time and development efforts.
Consulting Services related to Executive Trading and Equity-Based Programs
The ETS partners will be available to consult with issuers and brokerage firms regarding a wide range of equity topics; including 10b5-1 plans, employee stock option plans, employee restricted stock plans, employee stock purchase plans, and more.
Software Development and Design related to the Executive Trading Industry
ETS will offer its' vast and specialized experience in building applications (utilized to track a variety of corporate equity based plans). ETS is well positioned to offer customized solutions for the needs of issuers and brokerage firms. ETS has years of experience in the tremendously complex process of bringing corporate clients from various systems of data management up on to a new platforms.